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Supervision

The quick changing and challenging landscape of FCA supervision means that businesses constantly need support.  Your business will need documents, policies and procedures in place to meet supervisory inspections deadlines.   

Businesses now are frequently asked to provide information to the FCA with follow up inspection visits then being undertaken.   

 When things go wrong 

Have you been asked to sign a VREQ or engage a skilled person? Do you need to perform a redress exercise? If you have/do, we have experience of this and can assist you through this problematic time.   

Get in touch with Alph Legal today
Arrange your free 30 minute telephone consultation