ALPH LEGAL & COMPLIANCE was created and is run by two of the UK’s most experienced consultants to the UK Consumer Credit industry to address the issues that were initially generated for businesses with the move to supervision by the Financial Conduct Authority. Working with a team of industry and legal experts we can offer you a comprehensive range of services covering all aspects of the consumer credit industry.
At ALPH Legal & Compliance, we understand how complex compliance can be across a range of industries operating in regulated sectors including finance, healthcare, and pharmaceuticals. Our expert team of advisors and industry experts are here to support you every step of the way, from drafting legal documentation to building a regulatory business plan.
From first-time FCA applications to long-term compliance monitoring, we help consumer credit firms meet and maintain their regulatory obligations, with practical support, documentation, and expert reviews
We’ve created a series of ready-made documentation for businesses to mold to their own business model, designed to simplify the FCA application process. This ensures your submission is thorough, compliant, and professionally presented.
With the constantly changing landscape of FCA supervision, we support businesses in preparing the documentation, policies, and procedures needed to meet supervisory inspection deadlines, helping you stay consistently compliant.
We’re expert compliance consultants. Regardless of your business size or turnover, our specialist team provides detailed gap analysis and tailored advice to help you navigate the complexities of FCA compliance.
Building a successful regulated business requires more than just a good idea; it requires a clear plan that aligns with the expectations of your regulator.
We offer additional services to support businesses. Whether you need help with business planning, IT security, or complaint management, our team is here to deliver expert support where you need it most.
ALPH Legal, are experienced specialists in FCA compliance. We have supported a wide range of consumer credit businesses, from new start-ups seeking authorisation to established firms managing ongoing regulatory requirements. Our team offers reliable, informed guidance to help you meet and maintain your compliance obligations with confidence.
